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BSE asks brokers to submit info on client funds by Aug 1

BSE asks brokers to submit info on client funds by Aug 1

Sun, Jul 30, 2017

The stock brokers were required to submit data about their respective clients' funds on a weekly basis. However, earlier this month the BSE decided that such information would be required to be uploaded every month till March 2018.

Give info on payments to brokers: CVC to government work bidders

Give info on payments to brokers: CVC to government work bidders

Sun, Jan 15, 2017

Firms eyeing multi-crore government contracts will have to provide details of payments made by them to brokers or any intermediary besides disclose their association with foreign companies, the Central Vigilance Commission (CVC) has said.

Sebi lowers broker fee by 25%; releases norms on mergers

Sebi lowers broker fee by 25%; releases norms on mergers

Sat, Jan 14, 2017

The regulator said, "SEBI has been following the practice of calibrating the fees either upwards or downwards as per SEBI’s requirements from time to time so as to keep a balance between the financial resources required to ensure regulatory efficiency while maintaining reasonableness to avoid any undue burden on any particular class of intermediaries."

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Sebi to permit FPIs for trading directly in corporate bonds without a broker

Sebi to permit FPIs for trading directly in corporate bonds without a broker

Fri, Sep 23, 2016

Amending the norms Sebi said,"Category I and Category II FPIs will have an option to directly access corporate bond market without brokers as has been allowed to domestic insitution such as banks, insurance, companies pensions fund etc."

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